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STQ Research - Visual Explainer

How Direct Indexing Works.

An index fund gives you the return. Direct indexing gives you the return and a tax engine that works in your favor every day the market is open. Here is the whole idea in twenty seconds.

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What you just watched

The index return, plus a loss engine.

Most investors buy the box: a single S&P 500 fund that gives them the index return and nothing else. Direct indexing buys the stocks inside that box instead, in your own account. You get the same exposure, but now every position is yours to manage for taxes.

That distinction is the whole point. A fund is one line on a statement. Direct indexing is hundreds of individual lots, each one a candidate for tax-loss harvesting the moment it dips, even in a year the index finishes up.

Step by step

How the machine runs.

01
Own the stocks, not the fund
Instead of one S&P 500 ETF, you hold the individual companies that make up the index in a separately managed account. Same market exposure, full transparency, full control.
02
Markets move, and some stocks dip
In any year, even a strong one, some names fall while others rise. Inside a fund those individual declines are invisible. Held directly, each one is a tax opportunity.
03
Harvest the losses, stay invested
The down positions are sold to realize the loss and immediately replaced with a similar stock. The portfolio keeps tracking the index. You never step out of the market to do it.
04
Bank the losses for when you need them
Harvested losses are stored and may offset capital gains anywhere in your life: a real estate sale, a business exit, an RSU vest, or a concentrated position you finally want to trim.
Where STQ is different

The index is built around you.

Most firms offer direct indexing as an off-the-shelf product. At STQ, the index itself is constructed around your situation: your existing holdings, your sector views, your tax picture, your concentrated positions. You can exclude your employer stock, tilt away from what you already own, and gift the winners instead of selling them. No two clients hold the same portfolio.

The takeaway

Same market exposure as an index fund. A steady supply of harvested losses the fund can never give you. That is the difference between owning the return and owning the return with a tax engine attached.

Disclaimer: This page is for informational and educational purposes only and does not constitute personalized investment, tax, or legal advice. The animation is a simplified illustration and does not represent actual investment results. The availability and value of harvested losses depend on your individual circumstances and applicable tax law, which is subject to change. Investments involve risk, including the potential loss of principal. Please consult a qualified tax, legal, or financial professional regarding your specific situation. Advisory services offered through STQ Capital, an investment adviser registered with the state of California.

See Direct Indexing Built Around Your Portfolio.

We will look at your holdings, your concentrated positions, and your tax picture, and show you what a custom index could do.

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